In-house operations team that provides new account processing, transfer monitoring, and NIGO resolution support so your business runs efficiently and effectively.


AlphaStar’s compliance team ensures that advisors have the proper guidance, tools, and oversight to operate within the current regulatory environment, as well as adapt to any changes that might come about in the future

Planning Desk

AlphaStar operates its own internal financial planning desk that is staffed with CFPs and equipped with numerous software platforms to act as a resource for advisors to utilize for case construction, income planning, investment proposals, portfolio analysis, or any other consultation needs relating to financial planning or client/prospect presentations

Sales & Marketing

AlphaStar employs a team of experienced Investment Advisor Consultants that are responsible for assisting advisors with marketing plans, sales strategies, business operation efficiencies, and any other consultation needs